Company Filing History:
Years Active: 2009-2011
Title: The Innovations of Waikit Ng
Introduction
Waikit Ng is a notable inventor based in Stamford, CT, who has made significant contributions to the field of compliance systems in financial institutions. With a total of two patents to his name, Ng's work focuses on enhancing compliance processes through innovative technological solutions.
Latest Patents
Ng's latest patent is a Global Compliance System designed to implement a compliance program within financial institutions. This system includes a list database that stores material information regarding various entities known to the financial institution. Additionally, it features a list manager that receives compliance queries from affiliates of the institution, providing responses based on the status of these affiliates and the information stored in the database.
Career Highlights
Ng is currently employed at UBS AG, where he applies his expertise in developing compliance solutions. His work at UBS AG has positioned him as a key player in the financial technology sector, particularly in compliance management.
Collaborations
Some of his notable coworkers include Frederic Greenbaum and Michael Cortese, who contribute to the innovative environment at UBS AG.
Conclusion
Waikit Ng's contributions to compliance systems reflect his commitment to improving financial institution operations through technology. His patents demonstrate a forward-thinking approach that addresses the complexities of compliance in today's financial landscape.