The patent badge is an abbreviated version of the USPTO patent document. The patent badge does contain a link to the full patent document.

The patent badge is an abbreviated version of the USPTO patent document. The patent badge covers the following: Patent number, Date patent was issued, Date patent was filed, Title of the patent, Applicant, Inventor, Assignee, Attorney firm, Primary examiner, Assistant examiner, CPCs, and Abstract. The patent badge does contain a link to the full patent document (in Adobe Acrobat format, aka pdf). To download or print any patent click here.

Date of Patent:
Sep. 21, 2010

Filed:

Aug. 17, 2006
Applicants:

John W. Dickey, New York, NY (US);

Adam Dohrenwend, New York, NY (US);

Stanley Louie, Brooklyn, NY (US);

Michael Regan, New York, NY (US);

Laura Stephenson, New York, NY (US);

Vincent Vignale, New York, NY (US);

Jee-won Yang, Jersey City, NJ (US);

Inventors:

John W. Dickey, New York, NY (US);

Adam Dohrenwend, New York, NY (US);

Stanley Louie, Brooklyn, NY (US);

Michael Regan, New York, NY (US);

Laura Stephenson, New York, NY (US);

Vincent Vignale, New York, NY (US);

Jee-Won Yang, Jersey City, NJ (US);

Assignee:

Citigroup Global Markets Inc., New York, NY (US);

Attorney:
Primary Examiner:
Int. Cl.
CPC ...
G06Q 40/00 (2006.01);
U.S. Cl.
CPC ...
Abstract

Securities, methods for raising capital using such securities, and systems for managing such securities are provided. The securities provide protection in bankruptcy to investors for a portion of deferred distributions earned by the investor on the security. The security may also provide a call protection period with limitations on capital replacement, and optional and/or mandatory deferral of distributions.


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