The patent badge is an abbreviated version of the USPTO patent document. The patent badge does contain a link to the full patent document.
The patent badge is an abbreviated version of the USPTO patent document. The patent badge covers the following: Patent number, Date patent was issued, Date patent was filed, Title of the patent, Applicant, Inventor, Assignee, Attorney firm, Primary examiner, Assistant examiner, CPCs, and Abstract. The patent badge does contain a link to the full patent document (in Adobe Acrobat format, aka pdf). To download or print any patent click here.
Patent No.:
Date of Patent:
Dec. 22, 2009
Filed:
Jun. 07, 2005
Michele Pierdinock, Hoboken, NJ (US);
William Mckinney, Westfield, NJ (US);
Charles Smith, Hoboken, NJ (US);
Simon Gershon, Merrick, NY (US);
Adrian Feliciano, West Orange, NJ (US);
Ann Harding, Maplewood, NJ (US);
Donna Figlik, Chicago, IL (US);
Lorraine Giordano, Hoboken, NJ (US);
Amy Kandravy, Norwell, MA (US);
Michele Pierdinock, Hoboken, NJ (US);
William McKinney, Westfield, NJ (US);
Charles Smith, Hoboken, NJ (US);
Simon Gershon, Merrick, NY (US);
Adrian Feliciano, West Orange, NJ (US);
Ann Harding, Maplewood, NJ (US);
Donna Figlik, Chicago, IL (US);
Lorraine Giordano, Hoboken, NJ (US);
Amy Kandravy, Norwell, MA (US);
Checkfree Corporation, Norcross, GA (US);
Abstract
A technique for resolving a violation of an investment account restriction is provided. The restriction is associated with the holding of one or more securities in an investment account. A restriction definition and an associated resolution rule are stored in a data repository. A received order to perform an investment account management action is processed to determine that performance of the action violates the stored restriction definition. The associated resolution rule is then retrieved based upon the determination and then executed. Indications of the determined violation and of the executed resolution rule are stored in the data repository.