The patent badge is an abbreviated version of the USPTO patent document. The patent badge does contain a link to the full patent document.
The patent badge is an abbreviated version of the USPTO patent document. The patent badge covers the following: Patent number, Date patent was issued, Date patent was filed, Title of the patent, Applicant, Inventor, Assignee, Attorney firm, Primary examiner, Assistant examiner, CPCs, and Abstract. The patent badge does contain a link to the full patent document (in Adobe Acrobat format, aka pdf). To download or print any patent click here.
Patent No.:
Date of Patent:
May. 05, 2009
Filed:
Dec. 30, 1999
Stuart Lee Breslow, Mountain Lakes, NJ (US);
Alla Turetsky, Oradell, NJ (US);
Robert Kodey, Philadelphia, PA (US);
Todd Commisso, New York, NY (US);
Stuart Lee Breslow, Mountain Lakes, NJ (US);
Alla Turetsky, Oradell, NJ (US);
Robert Kodey, Philadelphia, PA (US);
Todd Commisso, New York, NY (US);
Painwebber, Inc., Weehawken, NJ (US);
Abstract
A computer-based system for trading financial instruments alerts a computer operated by a financial advisor at points where a client interacts with the system. Specifically, in response to the client entering an order to trade a financial instrument, a first alert is transmitted in real-time to the financial advisor's computer including information pertaining to the trade. In the case of validation, in response to the first alert, the user of the financial advisor computer can, in real-time, take action regarding the validated trade prior to execution of the trade. On the other hand, in the case of non-validation, a second alert is transmitted to the financial advisor's computer, and the user of the financial advisor computer can, in real-time, again take action regarding the non-validated trade prior to execution of the trade.