The patent badge is an abbreviated version of the USPTO patent document. The patent badge does contain a link to the full patent document.

The patent badge is an abbreviated version of the USPTO patent document. The patent badge covers the following: Patent number, Date patent was issued, Date patent was filed, Title of the patent, Applicant, Inventor, Assignee, Attorney firm, Primary examiner, Assistant examiner, CPCs, and Abstract. The patent badge does contain a link to the full patent document (in Adobe Acrobat format, aka pdf). To download or print any patent click here.

Date of Patent:
May. 05, 2009

Filed:

Nov. 02, 2001
Applicants:

Lawrence P. Shields, New York, NY (US);

George Brewster, Warren, NJ (US);

James Humza, Skillman, NJ (US);

James Mooney, River Vale, NJ (US);

Hermant Bendre, Fair Lawn, NJ (US);

Julia K. Burns, Verplanck, NY (US);

Joseph Denola, Washington Township, NJ (US);

Eileen Eng, Weehawken, NJ (US);

Doug Jones, Franklin, TN (US);

Michael Kelly, Ramsey, NJ (US);

Sudhir Khanna, New York, NY (US);

John Rebimbas, East Meadow, NY (US);

Mark Trojan, Bayonne, NJ (US);

Alla Turetsky, Oradell, NJ (US);

Heather Vanderhoof, Belleville, NJ (US);

Inventors:

Lawrence P. Shields, New York, NY (US);

George Brewster, Warren, NJ (US);

James Humza, Skillman, NJ (US);

James Mooney, River Vale, NJ (US);

Hermant Bendre, Fair Lawn, NJ (US);

Julia K. Burns, Verplanck, NY (US);

Joseph Denola, Washington Township, NJ (US);

Eileen Eng, Weehawken, NJ (US);

Doug Jones, Franklin, TN (US);

Michael Kelly, Ramsey, NJ (US);

Sudhir Khanna, New York, NY (US);

John Rebimbas, East Meadow, NY (US);

Mark Trojan, Bayonne, NJ (US);

Alla Turetsky, Oradell, NJ (US);

Heather Vanderhoof, Belleville, NJ (US);

Assignee:

UBS Painwebber, Inc., Weehawken, NJ (US);

Attorney:
Primary Examiner:
Assistant Examiner:
Int. Cl.
CPC ...
G06Q 40/00 (2006.01);
U.S. Cl.
CPC ...
Abstract

Tools for implementing employee stock plans including stock options, restricted stock awards and/or and stock purchase plans are provided. A system is provided that comprises volatile data storage for storing participant information pursuant to a data transfer from a non-volatile database of a third party administrative system; an interface system for interacting with a participant regarding a requested transaction and enabling the participant to select a response pertaining to the employee stock plan; a trading system for conducting individual participant transactions on a public exchange, a communication system that connects a participant to the system; and an updating system that updates the participant information in the volatile data storage according to the selections and transactions made by the participant.


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