The patent badge is an abbreviated version of the USPTO patent document. The patent badge does contain a link to the full patent document.

The patent badge is an abbreviated version of the USPTO patent document. The patent badge covers the following: Patent number, Date patent was issued, Date patent was filed, Title of the patent, Applicant, Inventor, Assignee, Attorney firm, Primary examiner, Assistant examiner, CPCs, and Abstract. The patent badge does contain a link to the full patent document (in Adobe Acrobat format, aka pdf). To download or print any patent click here.

Date of Patent:
Dec. 30, 2008

Filed:

Feb. 08, 2001
Applicants:

Lawrence P. Shields, New York, NY (US);

Amod Bhargava, Belle Mead, NJ (US);

Keith Carsten, Danville, CA (US);

George Brewster, San Jose, CA (US);

James A. Humza, Skillman, NJ (US);

Robert H. Maurer, Levittown, NY (US);

Michael Cranor, Weehawken, NJ (US);

James P. Mooney, River Vale, NJ (US);

Inventors:

Lawrence P. Shields, New York, NY (US);

Amod Bhargava, Belle Mead, NJ (US);

Keith Carsten, Danville, CA (US);

George Brewster, San Jose, CA (US);

James A. Humza, Skillman, NJ (US);

Robert H. Maurer, Levittown, NY (US);

Michael Cranor, Weehawken, NJ (US);

James P. Mooney, River Vale, NJ (US);

Assignee:

UBS Financial Services, Inc., Weehawken, NJ (US);

Attorney:
Primary Examiner:
Int. Cl.
CPC ...
G06Q 40/00 (2006.01);
U.S. Cl.
CPC ...
Abstract

A system and method for inquiry of option and/or stock status and for processing trades made pursuant to stock option and purchase plans is provided. Participant information is stored and transmitted to a finance system. Rules may be enforced for stock option and stock purchase plans with the finance system. Participants are provided with incentive compensation that can be utilized in a simplified, user friendly, streamlined process.


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