The patent badge is an abbreviated version of the USPTO patent document. The patent badge does contain a link to the full patent document.
The patent badge is an abbreviated version of the USPTO patent document. The patent badge covers the following: Patent number, Date patent was issued, Date patent was filed, Title of the patent, Applicant, Inventor, Assignee, Attorney firm, Primary examiner, Assistant examiner, CPCs, and Abstract. The patent badge does contain a link to the full patent document (in Adobe Acrobat format, aka pdf). To download or print any patent click here.
Patent No.:
Date of Patent:
Jan. 07, 2025
Filed:
Sep. 28, 2020
TD Ameritrade Ip Company, Inc., Omaha, NE (US);
Sean Ming-Yin Law, Ann Arbor, MI (US);
Logan Sommers Ahlstrom, Ann Arbor, MI (US);
Charles Schwab & Co., Inc, San Francisco, CA (US);
Abstract
A computer system includes memory configured to store a document database and a machine learning model. The document database includes multiple historical documents each having at least one version labeled as compliant and at least one version labeled as non-compliant. The system includes a creator user interface, a compliance user interface, an automated distribution module, and a model building module configured to train the machine learning model to classify a document according to a compliance score indicating a likelihood of document compliance with one or more compliance criteria. The system also includes an orchestrator module configured to receive the compliance score for the submitted document from the machine learning model, determine whether the compliance score is greater than or equal to a compliance score threshold, and supply the submitted document to the compliance user interface for transmission to the compliance team device when the compliance score is above a threshold.