The patent badge is an abbreviated version of the USPTO patent document. The patent badge does contain a link to the full patent document.

The patent badge is an abbreviated version of the USPTO patent document. The patent badge covers the following: Patent number, Date patent was issued, Date patent was filed, Title of the patent, Applicant, Inventor, Assignee, Attorney firm, Primary examiner, Assistant examiner, CPCs, and Abstract. The patent badge does contain a link to the full patent document (in Adobe Acrobat format, aka pdf). To download or print any patent click here.

Date of Patent:
Apr. 05, 2022

Filed:

Feb. 06, 2007
Applicants:

Jacob M. Herschler, Southport, CT (US);

Daniel O. Kane, Florham Park, NJ (US);

N. David Kuperstock, Woodbridge, CT (US);

Robert Francis O'donnell, Harwinton, CT (US);

Steven Lee Putterman, West Hartford, CT (US);

Dain Eric Runestad, Woodbridge, CT (US);

Robert J. Schwartz, West Granby, CT (US);

Nicholas Berardis, Jr., Middlebury, CT (US);

John L. Grucza, Southington, CT (US);

Michael Albert Guido, Southbury, CT (US);

J. Scott Dunn, Rocky Hill, CT (US);

Inventors:

Jacob M. Herschler, Southport, CT (US);

Daniel O. Kane, Florham Park, NJ (US);

N. David Kuperstock, Woodbridge, CT (US);

Robert Francis O'Donnell, Harwinton, CT (US);

Steven Lee Putterman, West Hartford, CT (US);

Dain Eric Runestad, Woodbridge, CT (US);

Robert J. Schwartz, West Granby, CT (US);

Nicholas Berardis, Jr., Middlebury, CT (US);

John L. Grucza, Southington, CT (US);

Michael Albert Guido, Southbury, CT (US);

J. Scott Dunn, Rocky Hill, CT (US);

Attorney:
Primary Examiner:
Int. Cl.
CPC ...
G06Q 40/00 (2012.01); G06Q 40/06 (2012.01);
U.S. Cl.
CPC ...
G06Q 40/06 (2013.01); G06Q 40/00 (2013.01);
Abstract

One embodiment of the invention is a method for providing a financial instrument that includes determining an initial account balance associated with a financial instrument, establishing a first guarantee of a protected value, the protected value including at least an amount based upon the initial account balance growing at a minimum positive growth rate, establishing a second guarantee that a beneficiary may receive a transfer of an amount of money, and establishing an agreement to allow at least a portion of the account balance to be transferred from one or more selected investments to one or more alternative investments in response to a triggering event.


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