Ebs Group Limited

Mona Holdings, LLC

Snezhana Malkin

Edward Richard Howorka

James H Sinclair

Tracey Riordan

Karen Ilse Setz

Steven J Scully

Leong Fai Mah

Disclosed is a computer-implemented method (and corresponding system and program product) that includes identifying, by a data processing system associated with a financial institution that is a party to an electronic financial transaction (EFT), an end of the EFT; based on the identifying, collecting, by the data processing system, all communications into and out of the financial institution relating to the EFT required to be accessible during a retention period for regulatory compliance, resulting in collected communications; storing, by the data processing system, the collected communications such that the collected communications are immutable during the retention period, resulting in stored communications; and making, by the data processing system, the stored communications available for queries during the retention period on a per-transaction basis.

Storage and retrieval of financial transaction communications for regulatory compliance

A computer trading system includes a quote screening function configured to accept quotes specifying a quote amount in a price where the quote amount is greater than a minimum quote amount to produce screen quote messages and to reject quotes specifying a quote amount less than the minimum quote amount. A market view generator generates market views from those quotes which specify an amount greater than or equal to the minimum quote amount. An order screening function only-accepts orders specifying an amount less than a maximum transaction amount submitted in response to the market views to produce screened order messages. A transaction processor receives screened quote messages and screened order messages and matches appropriate messages with each other. The minimum quote amount is substantially equal to or greater than the maximum transaction amount whereby a screened order message can be matched entirely with one screened quote message.

Automated trading system

A computer trading system includes a quote screening function configured to accept quotes specifying a quote amount in a price where the quote amount is greater than a minimum quote amount to produce screen quote messages and to reject quotes specifying a quote amount less than the minimum quote amount. A market view generator generates market views from those quotes which specify an amount greater than or equal to the minimum quote amount. An order screening function only accepts orders specifying an amount less than a maximum transaction amount submitted in response to the market views to produce screened order messages. A transaction processor receives screened quote messages and screened order messages and matches appropriate messages with each other. The minimum quote amount is substantially equal to or greater than the maximum transaction amount whereby a screened order message can be matched entirely with one screened quote message.

Growing community of inventors

Morris Plains, NJ, United States of America

Snezhana Malkin