Bank of America Corporation

Peter John Haines

Patrick J Brennan

Kimberly A Laight

Michael Zimberg

Rick Hajda

Joseph Jay Beyda

Charles F Bowman

Martin Slack

Laurie A Venzon

Christine B Doyle

Andrei Tokar

Jennifer B Francois

David R Cormak

A method and system for determining effectiveness of a compliance program may include collecting subjective data related to effectiveness of the compliance program and means therefore. The method and system may also include collecting objective data related to effectiveness of the compliance program and means therefore. The method and system may further include calculating compliance effectiveness scores in response to a combination of the subjective data and objective data and means therefore.

Method and system for determining effectiveness of a compliance program

System and methods for task management of rule based tasks. The task management system of the invention includes various modules that work together to accomplish task monitoring, scheduling, prioritization, compliance and reporting. A task management module facilitates the development of task compliance by scheduling and prioritizing tasks based on the needs of the enterprise. The tasks are provided in task modules that set out specific steps for completing the tasks. A common database is operatively connected to the task management module, task module and other modules to maintain the rules and policies, the tasks to be completed and the responses to those tasks.

System and method for task management of rule based tasks

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Suffolk, United Kingdom

Peter John Haines