Refinitiv US Organization LLC

Matthew D Galloway

Joseph Baumgartner

Monica A Murray

William R Oden

Daniel Nelson

The present invention is a web-based software application designed to monitor implementation of an issue. The invention includes receiving information from a user on the issue to be monitored; receiving information from a user on an assignment on the issue; and sending the assignment to a recipient. An acknowledgement is received from the recipient on the assignment. Reminders are forwarded to the recipient when the acknowledgement is not received within a predetermined time period, and the reminders can be automatically forwarded at predetermined time periods. Information is received on the issues from a user or an external source, and listed in a form which can be filtered and sorted according to predetermined criteria. A completion status of the regulatory issue can be displayed.

Method and system for monitoring an issue

The present invention relates to a web-based software application, in which a server at a publisher compiles a predetermined list of items, such as regulatory, contract, budgeting, and legal issues, and stores them for periodic download to a client. The client would subscribe to the publisher, to receive information on a predetermined set of items. Periodically the server will scan its database and according to the client subscription, will retrieve and forward the predetermined items desired, to the client. The forwarded items will be compiled by the client and presented to the user in an easily viewable and searchable format. The user may choose a particular item to review, and then, if the user determines the item to be a relevant one, the user may transfer the item information to a monitoring software application for future monitoring and/or internal implementation as an issue.

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Tulsa, OK, United States of America

Matthew D Galloway