Broadridge Investor Communication Solutions, Inc.

Broadridge Content Solutions, Inc.

Mark Asdoorian

David K Brown

Thomas A Ruggiero

Steven M Kelly

Anna Babitsky

David Olshever

William Bondi

Diana Baker

Ronald Ifferte

Michael Shults

Thomas Bickerton

William Jacoutot

Delroy Lewis

William Gaddy

Alex Magary

Leonard Driscoll

Jeffrey B Levering

Russell E Planitzer

Ying Chen

David Brown

Steven Kelly

In some embodiments, the instant invention provides for a computer-implemented method that includes at least the following steps of: periodically receiving investment transactional data identifying investment transactions of a plurality of investors; automatically determining, based on the investment transactional data, a document to be mailed to each investor of the plurality of investors; automatically generating a delivery data for each mailing to be mailed to each investor of the plurality of investors, where the delivery data includes: bucslip data or trade confirmation data, assembling data, and unique production control bar code data generated based on the assembling data and an investment transaction identifier from the investment transactional data; and printing a unique production control bar code based on the unique production control bar code data, where the unique production control bar code is configured to be used for: assembling each mailing envelope, and tracking such mailing envelope.

Computer systems and computer methods for automated on-demand customizable assembling and high throughput printing of documents

Computer systems and computer methods for automated on-demand customizable assembling  and high throughput printing of documents

Embodiments of the invention provide techniques for improving clarity of disclosure materials provided to investors, by enabling securities issuers, intermediaries and/or other entities to create and disseminate clear and concise summary-level information on individual securities to investors to enable informed investment decisions. The information may include a summary version of the full statutory prospectus (a 'summary prospectus'). A summary prospectus may include a concise, 'plain English' synopsis and/or representation of certain information contained in the full statutory prospectus, such as a security's investment objectives and strategies, costs, risks and/or other information.

Processing securities-related information

Growing community of inventors

Lynn, MA, United States of America

Mark Asdoorian