Checkfree Corporation

Lorraine Giordano

Michele Pierdinock

Donna Figlik

William McKinney

Amy Kandravy

Simon Gershon

Charles Smith

Adrian Feliciano

Ann Harding

Charles Raymond Smith, Iii

Hari Nanjundamoorthy

A technique for resolving a violation of an investment account restriction is provided. The restriction is associated with the holding of one or more securities in an investment account. A restriction definition and an associated resolution rule are stored in a data repository. A received order to perform an investment account management action is processed to determine that performance of the action violates the stored restriction definition. The associated resolution rule is then retrieved based upon the determination and then executed. Indications of the determined violation and of the executed resolution rule are stored in the data repository.

Automated actions based on restrictions

Methods and system for performing an investment portfolio activity. A record associated with a security is stored. The record includes two or more data fields each associated with a respective security attribute, and each data field is associated with a single data value. A request to add a new data field to one of the security attributes is received, and the new data field is associated with a new data value. A customized record associated with the security is created, which includes the new data field and the new data value, and an order to perform an investment portfolio activity associated with the security is received. The investment portfolio activity is executed using the new data value included in the customized record.

Systems and methods enabling investment activities via the creation and use of client-specific security files

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Hoboken, NJ, United States of America

Lorraine Giordano