Broadridge Content Solutions, Inc.

Other

Jeffrey B Levering

Alex Magary

Anil K Gupta

Garett Wiley

Patricia Rosch

Craig LeClair

Larry Kunz

Brigitte Tuller

David K Brown

Leonard Driscoll

Mark Asdoorian

Russell E Planitzer

Ying Chen

Embodiments of the invention provide techniques for improving clarity of disclosure materials provided to investors, by enabling securities issuers, intermediaries and/or other entities to create and disseminate clear and concise summary-level information on individual securities to investors to enable informed investment decisions. The information may include a summary version of the full statutory prospectus (a 'summary prospectus'). A summary prospectus may include a concise, 'plain English' synopsis and/or representation of certain information contained in the full statutory prospectus, such as a security's investment objectives and strategies, costs, risks and/or other information.

Processing securities-related information

A method and system to create personalized investor information packages, based on investor information, to be delivered to the investor to satisfy both compliance regulations and investor preferences. The method and system may deliver information in a paper or electronic format.

Method for creating and delivering customized compliance information

Growing community of inventors

Harvard, MA, United States of America

Jeffrey B Levering