Goldman Sachs &co. LLC

Bgc Partners, Inc.

Espeed, Inc.

Regulatory Datacorp International, LLC

David Lawrence

Peter Nitze

Alasdair MacDonald

Carl Young

J Gilmore Childers

Ajay Junnarkar

Disclosed is a securities trading program for trading individual lots of a security which can be run at a security trader's computer station. The program generates a trading screen comprising a listing of multiple bids for the security, each bid having a price, as well as a listing of multiple priced offers for the security. The bid and offer listings are active, enabling the trader to hit any one of the displayed bids or take any one of the displayed offers, for example by selecting and clicking on a displayed bid or offer. In one embodiment, the bids and offers are arranged in side-by-side columns on the trader's screen, helping the trader to rapidly overview the market for a particular security, and compare different, possibly competitive, securities by paging through level-of-interest windows for each security. The invention's easily manipulated insights into market dynamics offers a sophisticated trader new opportunities to profitably exploit market niches, for example by browsing for attractive bids or offers on closely comparable securities.

Securities trading system with multiple levels-of-interest

A securities trading program for trading individual lots of a security which can be run at a security trader's computer station. The program generates a trading screen comprising a listing of multiple bids for the security, each bid having a price, as well as a listing of multiple priced offers for the security. The bid and offer listings are active, enabling the trader to hit any one of the displayed bids or take any one of the displayed offers, for example by selecting and clicking on a displayed bid or offer. In one embodiment, the bids and offers are arranged in side-by-side columns on the trader's screen, helping the trader to rapidly overview the market for a particular security, and compare different, possibly competitive, securities by paging through level-of-interest windows for each security. The invention's easily manipulated insights into market dynamics offers a sophisticated trader new opportunities to profitably exploit market niches, for example by browsing for attractive bids or offers on closely comparable securities.

Securities trading system

The APPARATUSES, METHODS AND SYSTEMS FOR AN EVENTUAL EVENT CALENDARING PLATFORM (hereinafter 'EECP') transforms inputs (e.g., user information, user profile information, event information, import calendar information, etc.) via components (e.g., Event Retrieval Component, Event Collection Component, Event Assignment Component, Eventually Button, Event Collection and Scoring Component, Event Calendaring Component, etc.) into outputs (e.g., user calendar, user calendar RSS feed, user profile, etc.). The EECP provides dynamic, management, analysis, and control of event information and relationships. In one embodiment, the EECP may be configured to provide a user with a calendar implementation that may be populated with events based on the user's identified interests, preferences and historical activity.

Apparatuses, methods and systems for an eventual event calendaring platform

Some embodiments include a system, method, apparatus and means for determining that first information in an input data packet is not redundant with second information previously stored in a database system, includes receiving the input data packet, generating a database query based on one or more tagged portions in the input data packet, comparing second information retrieved by the database query with the first information to identify at least a first portion of the first information that is different than the second information, and causing storage of the at least a first portion of the first information in the database system.

Method, system, apparatus, program code and means for determining a redundancy of information

Some embodiments include a system, method, apparatus and means for managing information associated with risk. In some embodiments, information associated with risk is collected, analyzed, stored, and disseminated. According to some embodiments, the information associated with risk is utilized to identify risk.

Systems and methods for managing information associated with legal, compliance and regulatory risk

Some embodiments include a system, method, apparatus and means for identifying and extracting information include generating a list of information sources, each selected as having information potentially relevant to a topic, the list of information sources including sources of at least a first type and sources of a second type, retrieving first information from an information source of the at least first type and determining that the first information is relevant to the topic, monitoring the information source of the at least first type to identify a change in the first information, and retrieving updated information from the information source of the at least first type upon identifying the change.

Method, system, apparatus, program code and means for identifying and extracting information

Systems, methods, apparatus, computer program code and means for gathering, organizing and presenting on a real time basis information pertinent to Risks associated with subjects related to the Gaming Industry. Risks associated with the Gaming Industry can be managed by gathering data relevant to the Gaming Industry from multiple sources and aggregating the gathered data according to one or more risk variables. An inquiry relating to a risk subject can be received and portions of the aggregated data can be associated with the risk subject. The associated portions of the aggregated data can be transmitted to an entity placing the inquiry or other designated destination.

Gaming industry risk management clearinghouse

An amount of risk associated with a transaction may be determined by transforming collected information into a searchable database where the collected information may be assessed for relevancy and redundancy, parsed into categories of relevancy based on at least one risk, stored in a database, and outputted into a graphical user interface. Information may also be collected from a plurality of sources, translated into at least one standardized format, parsed into a plurality of portions, assessed based on a risk-relevancy metric, tagged based on the risk-relevancy metric, filtered based on redundancy, stored within the data structure, and outputted into a data storage structure to a graphical user interface. Unstructured information may be obtained from a large variety of sources, which may allow users to make decisions&#x2014;regarding, for example, transactions, relationships, or the like&#x2014;from a risk perspective.

Systems, methods, apparatus, and schema for storing, managing and retrieving information

According to some embodiments, a computer-implemented method to facilitate management of risk related to political exposure associated with a financial transaction may comprise receiving financial transaction data associated with the transaction, determining that the participant is a politically identified person, calculating a first category political risk score based on the financial transaction data, calculating a second category political risk score based on the financial transaction data, calculating an overall transaction political risk quotient associated with the financial transaction based on the first and second category politically risk scores, generating a suggested action for the financial transaction based on the overall transaction political risk quotient, and delivering the matching name and a suggested action to a user interface in a format based on a user preference and a user device configuration.

Systems and methods for automated political risk management

A computer-implemented, transaction-making, municipal bond trading system having a capability to conduct a private electronic auction of bid wanteds between a central brokers' broker and multiple prospective remote bidders and to maintain a reference database of accurate individual bond lot descriptions and identifications, including CUSIP (trademark) numbers.

Methods and systems for retrieving data stored in a database

The invention provides a computer-implemented municipal bond trading system having a capability to conduct a private electronic auction of bid wanteds between a central brokers' broker and multiple prospective remote bidders and to maintain a reference database of accurate bond lot descriptions and identifications, notably, CUSIP (trademark) numbers.

Growing community of inventors

New York, NY, United States of America

David Lawrence